Kay Rozelle Mathias
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Binghamton, New YorkCRD #2872197
FOMO.STOCK PICKSPEOPLE BEHIND THE PLAN
Find people and firms. Check registration. Contact them directly.
Historical records and sourced profiles. Confirm current credentials and services.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Binghamton, New YorkCRD #2872197Merrill Lynch, Pierce, Fenner & Smith Incorporated
Saratoga Springs, New YorkCRD #7321046Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, New JerseyCRD #7693076Merrill Lynch, Pierce, Fenner & Smith Incorporated
Freehold, New JerseyCRD #6823854Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, New YorkCRD #6042868Merrill Lynch, Pierce, Fenner & Smith Incorporated
Voorhees, New JerseyCRD #6930367Merrill Lynch, Pierce, Fenner & Smith Incorporated
Great Neck, New YorkCRD #4474555Merrill Lynch, Pierce, Fenner & Smith Incorporated
Florham Park, New JerseyCRD #2519973Merrill Lynch, Pierce, Fenner & Smith Incorporated
White Plains, New YorkCRD #3013698Merrill Lynch, Pierce, Fenner & Smith Incorporated
Summit, New JerseyCRD #2390073Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, New YorkCRD #3165246Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, New JerseyCRD #4900510The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.
Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.
Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.
Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.
MAKE THE FIRST CONVERSATION COUNT
Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?
What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.
Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.