PEOPLE BEHIND THE PLAN

Stockbrokers & advisors.

Find people and firms. Check registration. Contact them directly.

Check a broker ↗Check an investment adviser ↗Questions to ask ↓

Historical records and sourced profiles. Confirm current credentials and services.

People Firms63,615 historical records + sourced profiles

510 listed firms

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Sources, ordering and what to verify

The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.

Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.

Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.

Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.

MAKE THE FIRST CONVERSATION COUNT

Before you open an account.

Services & authority

Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?

Costs & conflicts

What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.

Registration & fit

Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.

Stockbrokers & advisors.

510 listed firms

&Partners

A.G.P / Alliance Global Partners

Abacus International Capital Corp.

Abner Herrman & Brock, LLC

ACA/Prudent Investors Planning Corporation

ACP Securities, LLC

Adelphi Stock Brokers

Aegis Capital Corp.

Ages Financial Services Ltd.

Ainvest Financial, Inc.

Alamo Capital

Alexander Capital, L.P.

Allen & Company LLC

Allen, Mooney & Barnes Brokerage Services, LLC

Allied Millennial Partners, LLC

Almax Financial Solutions, LLC

AlphaLedger Markets, Inc.

Altruist Financial LLC

American Capital Partners, LLC

American Portfolios Financial Services, Inc.

American Trust Investment Services, Inc.

Ameriprise Financial Services, LLC

AmeriVet Securities, Inc.

Andrew Garrett Inc.

APW Capital, Inc.

Arete Wealth Management, LLC

Arive Capital Markets

Arkonis Capital LLC

Ascensus Broker Dealer Services, LLC

Aufhauser Securities, Inc.

Ausdal Financial Partners, Inc.

Avantax Investment Services, Inc.

AW Securities

Axiom Capital Management, Inc.

B. C. Ziegler and Company

B. Riley Wealth Management

Before you open an account.

Services & authority

Costs & conflicts

Registration & fit