PEOPLE BEHIND THE PLAN

Stockbrokers & advisors.

Find people and firms. Check registration. Contact them directly.

Check a broker ↗Check an investment adviser ↗Questions to ask ↓

Historical records and sourced profiles. Confirm current credentials and services.

People Firms63,615 historical records + sourced profiles

510 listed firms

Page 13 of 15

Sources, ordering and what to verify

The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.

Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.

Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.

Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.

MAKE THE FIRST CONVERSATION COUNT

Before you open an account.

Services & authority

Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?

Costs & conflicts

What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.

Registration & fit

Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.

Stockbrokers & advisors.

510 listed firms

T.S. Phillips Investments, Inc.

Taglich Brothers, Inc.

TastyTrade, Inc.

TD Ameritrade, Inc.

TD Private Client Wealth LLC

Templum Markets LLC

TFS Securities, Inc.

The Benchmark Company, LLC

The Gladowsky Group

The Investment Center, Inc.

The Jeffrey Matthews Financial Group, L.L.C.

The Leaders Group, Inc.

The O.N. Equity Sales Company

The Strategic Financial Alliance, Inc.

The Windmill Group, Inc.

Think Alpha Securities, LLC

Thornburg Securities Corporation

Thurston Springer Financial

TIAA-CREF Individual & Institutional Services, LLC

Tigress Financial Partners, LLC

TimeCapital Securities Corporation

Tocqueville Securities L.P.

Tornado

Traderfield Securities Inc.

Transamerica Financial Advisors, Inc

Triad Advisors LLC

Trident Partners Ltd.

Trubee Wealth Advisors, Inc.

Truist Investment Services, Inc.

Trustmont Financial Group, Inc.

U.S. Bancorp Investments, Inc.

U.S. Sterling Securities, Inc.

UBS Financial Services Inc.

Uhlmann Price Securities, LLC

UMB Financial Services, Inc.

UnionBanc Investment Services, LLC

Before you open an account.

Services & authority

Costs & conflicts

Registration & fit