PEOPLE BEHIND THE PLAN

Stockbrokers & advisors.

Find people and firms. Check registration. Contact them directly.

Check a broker ↗Check an investment adviser ↗Questions to ask ↓

Historical records and sourced profiles. Confirm current credentials and services.

People Firms63,615 historical records + sourced profiles

510 listed firms

Page 5 of 15

Sources, ordering and what to verify

The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.

Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.

Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.

Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.

MAKE THE FIRST CONVERSATION COUNT

Before you open an account.

Services & authority

Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?

Costs & conflicts

What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.

Registration & fit

Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.

Stockbrokers & advisors.

510 listed firms

ESL Investment Services, LLC

Essex Securities LLC

Etico Partners, LLC

Evercore Group L.L.C.

Excel Securities & Associates, Inc.

Fairport Capital, Inc.

Family Investors Company

Family Management Securities, LLC

FAS Corp.

Feldstein Financial Group, LLC

Fenimore Securities, Inc.

Fifth Third Securities, Inc.

Finamex International, LLC

Financial Security Management, Incorporated

Fincadia Capital Partners

First Bankers' Banc Securities, Inc

First Command Brokerage Services, Inc.

First Heartland Capital, Inc.

First Liberties Financial

First Manhattan Securities LLC

First Republic Securities Company, LLC

Flagstar Advisors

FLI Investors, LLC

Flourish Financial LLC

FMSbonds, Inc.

Fortune Financial Services, Inc.

Founders Financial Securities LLC

Four Points Capital Partners LLC

Freedom Investments, Inc.

FSC Securities Corporation

G. A. Repple & Company

Gagnon Securities, LLC

Garden State Securities, Inc.

Geneos Wealth Management, Inc.

Genesis Global Trading, Inc

Gilder Gagnon Howe & Co. LLC

Before you open an account.

Services & authority

Costs & conflicts

Registration & fit