PEOPLE BEHIND THE PLAN
Stockbrokers & advisors.
Find people and firms. Check registration. Contact them directly.
Historical records and sourced profiles. Confirm current credentials and services.
63,644 matching profiles
Page 589 of 5304Brian D. Frey
UBS Financial Services Inc.
New York, New YorkCRD #5583367Brian D. Rabinove
Citigroup Global Markets Inc.
New York, New YorkCRD #5573488Brian D. Yaiser
Osaic Wealth, Inc.
Middleport, New YorkCRD #1258534Brian Daniel Ceglarski
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Darien, ConnecticutCRD #5369843Brian Daniel Christ
J.P. Morgan Securities LLC
New York, New YorkCRD #6172123Brian Daniel Copeland
HighTower Securities, LLC
New York, New YorkCRD #5274143Brian Daniel Hatfield
RBC Capital Markets, LLC
New York, New YorkCRD #6327548Brian Daniel O'Connell
LPL Financial LLC
Hebron, ConnecticutCRD #2823199Brian Daniel O'Connell
First Republic Securities Company, LLC
New York, New YorkCRD #6893772Brian Daniel Rose
TIAA-CREF Individual & Institutional Services, LLC
New York, New YorkCRD #3224266Brian Dario Saravia
Deutsche Bank Securities Inc.
New York, New YorkCRD #6860275Sources, ordering and what to verify
The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.
Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.
Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.
Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.
MAKE THE FIRST CONVERSATION COUNT
Before you open an account.
Services & authority
Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?
Costs & conflicts
What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.
Registration & fit
Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.
